Cetera Financial Group, Inc.
Filings
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Creation Filing
- 9/12/2011
- C201125200264
- Application for Certificate of Authority
- View Filing(PDF)
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Annual Report
- 6/20/2012
- CA201217200228
- Fiscal Date:12/31/2011
- View Filing(PDF)
-
Annual Report
- 2/20/2013
- CA201305100415
- Fiscal Date:12/31/2012
- View Filing(PDF)
-
Annual Report
- 4/2/2014
- CA201409202085
- Fiscal Date:12/31/2013
- View Filing(PDF)
-
Annual Report
- 3/31/2015
- CA201509002582
- Fiscal Date:12/31/2014
- View Filing(PDF)
-
Annual Report
- 4/7/2016
- CA201609804027
- Fiscal Date:12/31/2015
- View Filing(PDF)
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Amendment
- 9/14/2016
- C201625831320
- Change of Address of Registered Office/Agent
- View Filing(PDF)
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Annual Report
- 4/5/2017
- CA201709501698
- Fiscal Date:12/31/2016
- View Filing(PDF)
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Suspension
- 10/13/2017
- C2017 684 04817
- Revenue Suspension
- View Filing(PDF)
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Reinstatement
- 11/27/2017
- C201733100811
- Reinstatement Following Revenue Suspension
- View Filing(PDF)
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Annual Report
- 4/4/2018
- CA201809406831
- Fiscal Date:12/31/2017
- View Filing(PDF)
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Amendment
- 11/9/2018
- C201831200707
- Change of Address of Registered Office/Agent
- View Filing(PDF)
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Annual Report
- 1/16/2019
- CA201901600476
- Fiscal Date:12/31/2018
- View Filing(PDF)
-
Annual Report
- 4/13/2020
- CA202010402836
- Fiscal Date:12/31/2019
- View Filing(PDF)
-
Annual Report
- 4/8/2021
- CA202109805046
- Fiscal Date:12/31/2020
- View Filing(PDF)
-
Annual Report
- 3/8/2022
- CA202206704423
- Fiscal Date:12/31/2021
- View Filing(PDF)
-
Annual Report
- 3/8/2023
- CA202306701174
- Fiscal Date:12/31/2022
- View Filing(PDF)
-
Annual Report
- 4/8/2024
- CA202409908535
- Fiscal Date:12/31/2023
- View Filing(PDF)