B. Riley Wealth Management, Inc.
Filings
-
Creation Filing
- 1/20/2004
- C200402000506
- Application for Certificate of Authority
- View Filing(PDF)
-
Notice Annual Report
- 3/12/2010
- C201007101354
- ADM Notice
- View Filing(PDF)
-
Destruction Filing
- 8/26/2010
- C201023817666
- Revoked Certificate of Authority
- View Filing(PDF)
-
Suspension
- 7/22/2011
- 2011 608 06802
- Revenue Suspension
- View Filing(PDF)
-
Reinstatement
- 9/27/2017
- C201727000263
- Reinstatement Following Revenue Suspension
- View Filing(PDF)
-
Re-Creation
- 4/5/2023
- C202309304649
- Application for Re-Creation of Certificate of Authority
- Fiscal Date:12/31/2022
- View Filing(PDF)
-
Annual Report
- 6/5/2024
- CA202415703827
- Fiscal Date:12/31/2023
- View Filing(PDF)
-
Annual Report
- 2/25/2025
- CA202505605638
- Fiscal Date:12/31/2024
- View Filing(PDF)