Limited Liability Company

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Legal name: Cowen Execution Services LLC

Previous legal name: ConvergEx Execution Solutions LLC

Secretary of State Identification Number (SOSID): 1246989

Status: Withdrawn

Citizenship: Foreign

State of Incorporation: DE

Date formed: 3/1/2012

Citizenship: Foreign

Registered agent: Secretary of State **Note load times may be long**

Registered office address

2 South Salisbury Street
Raleigh, NC 27601

mailing address

599 Lexington Avenue, 20th Floor
New York, NY 10022

Principal office address

599 Lexington Avenue, 20th Floor
New York, NY 10022

Registered mailing address

PO Box 29622
Raleigh, NC 27626

Company officials

All LLCs are managed by their managers pursuant to N.C.G.S. 57D-3-20.