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Official website of the State of North Carolina

Limited Liability Company

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Legal name:  Ubs Securities LLC
Previous legal name:  Ubs Warburg LLC

Secretary of State Identification Number (SOSID):  0649450
Status:  Current-Active
Citizenship:  Foreign
State of Incorporation:  DE
Date formed:  10/16/2002
Citizenship:  Foreign
Registered agent:   Corporation Service Company **Note load times may be long**

mailing address
1285 Avenue of the Americas
New York, NY 10019
Principal office address
1285 Avenue of the Americas
New York, NY 10019
Registered office address
2626 Glenwood Avenue, Suite 550
Raleigh, NC 27608
Registered mailing address
2626 Glenwood Avenue, Suite 550
Raleigh, NC 27608

Company officials

All LLCs are managed by their managers pursuant to N.C.G.S. 57D-3-20.