Business Corporation

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Legal name: Avantax Investment Services, Inc.

Previous legal name: H.D. VEST INVESTMENT SECURITIES, INC.

Secretary of State Identification Number (SOSID): 0436473

Status: Current-Active

Citizenship: Foreign

State of Incorporation: TX

Date formed: 9/2/1997

Fiscal month: December

Citizenship: Foreign

Registered agent: Corporation Service Company **Note load times may be long**

Registered office address

2626 Glenwood Avenue, Suite 550
Raleigh, NC 27608

Registered mailing address

2626 Glenwood Avenue, Suite 550
Raleigh, NC 27608

mailing address

3200 Olympus Blvd., Ste 100
Dallas, TX 75019

Principal office address

3200 Olympus Blvd., Ste 100
Dallas, TX 75019

Officers

Tax Officer
Gary Chaffin

3200 Olympus Blvd, Ste 100
Coppell TX 75019
Secretary
Lisa Gok

3200 Olympus Blvd, Ste 100
Coppell TX 75019
Executive Director
Lisa Gok

3200 Olympus Blvd Suite 100
Dallas TX 75019
Assistant Secretary
Winnie Lee

3200 Olympus Blvd., Ste. 100
Coppell TX 75019
Executive Director
Todd C. Mackay

3200 Olympus Blvd. Suite 100
Dallas TX 75019
Vice President
Joseph Neary

3200 Olympus Blvd, Ste 100
Coppell TX 75019
Executive Director
Joseph D. Neary

655 W. Broadway 12th Floor
San Diego CA 92101
Treasurer
Keith Shores

3200 Olympus Blvd, Ste 100
Coppell TX 75019
Assistant Secretary
David Van Havermaat

3200 Olympus Blvd, Ste 100
Coppell TX 75019
President
Andy Watts

3200 Olympus Blvd Suite 100
Dallas TX 75019