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Official website of the State of North Carolina

Securities

Divisions

How to File a Securities Complaint

Select the “Online Complaint Form” link.

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Figure 27. Email Address entry field

Click Start or Continue a Complaint.

Use the dropdown to answer: “How did you hear about us?”

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Figure 28. "How did you hear about us?" dropdown

Click Next

For this example, we selected “Word of Mouth.”

Enter your full name.

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