Securities
Divisions
News and Publications
The News and Publications page has links to the Securities Division Newsletter, enforcement news articles, press releases, investor alerts, investor education booklets, and an event calendar.
You can request a speaker from the Department by emailing [email protected] or calling 919-814-5500 or toll-free 800-688-4507.
Frequently Asked Questions
The Frequently Asked Questions page has a list of questions and answers pertaining to securities and the Securities Division.
