Securities
For Teachers.
The Securities Division has a large selection of handouts, booklets, and brochures available for download on our website. You can also use our online order form to request copies of these materials free of charge. Additionally, the following resources are also available to assist teachers in and out of the classroom:
NORTH CAROLINA DEPARTMENT OF PUBLIC INSTRUCTION.
North Carolina public schools are now required to teach personal financial literacy to students. This site contains information and useful links to help you develop lesson plans.
KIDS AND MONEY.
Watch a Watch a MoneyTrack episode featuring Damon Williams , a high school student who has become a model investor. This episode will help teach kids how to invest., a high school student who has become a model investor. This episode will help teach kids how to invest.
For Securities Professionals
The For Securities Professionals page has information for dealers and salesmen.
Dealers and Salesmen
Securities dealers and salesmen conducting business in North Carolina are subject to the North Carolina Securities Act. Additional rules regarding the administration and enforcement of the Act are set forth in the North Carolina Administrative Code.