Securities

• State and Provincial Securities Regulators Conduct Coordinated International Crypto Crackdown
• SEC Statement on Cryptocurrencies and Initial Coin Offerings
• CFTC Issues First Pump-and-Dump Virtual Currency Customer Protection Advisory
• A CFTC Primer on Virtual Currencies
• CFTC Customer Advisory: Understand the Risks of Virtual Currency Trading
• NASAA Reminds Investors to Approach Cryptocurrencies, Initial Coin Offerings and Other Cryptocurrency-Related Investment Products with Caution
• Get in the Know About ICO's
• FINRA Don’t Fall for Cryptocurrency-Related Stock Scams

General Investing

Investors have more responsibility than ever when participating in the investment marketplace, yet many investors feel that they lack the essential knowledge needed to reach their financial goals. The Securities Division provides information to help investors make more informed investment decisions.