Securities
Divisions
Statutes and Rules
This takes you to the NC Paces Act page.
The North Carolina Providing Access to Capital for Entrepreneurs and Small Business (NC PACES) Act was signed into law on July 22, 2016. The rules implementing the Act were adopted on March 31, 2017 and were filed with the NC Codifier of Rules on the same day. The rules became effective on April 1, 2017.
The NC PACES Act (Session Law 2016-103)(PDF)
18 NCAC 06A Section 2000, INVEST NC EXEMPTION (CROWDFUNDING)(PDF)
18 NCAC 06A Section 2100, RULES FOR LOCAL PUBLIC OFFERINGS (LPO)(PDF)
Forms
The Forms page has several links to securities forms in PDF and Word formats.
