Securities

Crowdfunding

North Carolina has enacted its own intrastate crowdfunding law, the NC PACES Act. This new crowdfunding law offers an exemption if the offer or sale is conducted in accordance with specific guidelines.

• Crowdfunding Information
• NC PACES Act
• Crowdfunding Rules

Forms

• Notice of Intrastate Claim of Exemption and Addendum (NCE-LPO)
• Notice of Intrastate Claim of Exemption (NCE)
• North Carolina Intrastate Funding Portal (NCFP)
• Form BD
• Form ADV
• Form U1
• Form U2
• Form U2A
• Form U4
• Form D
• Form NF
• Surety Bond Form

Exam Study Guides

• NASAA Study Guides