News and Publications
Enforcement News
Information about the enforcement actions we have taken to protect North Carolina investors.
Securities Division Newsletter
Join our email list to receive notices, fraud alerts and the monthly e-newsletter from the North Carolina Securities Division.
Press Releases
Investor Alerts & Advisories
Each of the following agencies provide consumer alerts which you may find helpful.
Request a Speaker
Would you like to help us end investment fraud in our state? The Division can provide a speaker who will come to your church, school, business, group or
organization to discuss how to recognize and avoid shady investment schemes, the principles of investing safely, and things all businesses should know before
seeking investors. If you would like to request a speaker, email [email protected] or call 919-814-5500 or toll-free 800-688-4507.
Remember: Before you hand over your hard-earned money to anyone promising a great investment opportunity, one five-minute call to the Securities Division could
protect you and your family from a potential scam.
It’s your money! You deserve to know who you’re investing with!
Event Calendar
Our Investor Education team travels across all 100 counties in North Carolina. Check out our Event Calendar to see when there will be an anti-fraud presentation near you. These events are updated regularly and the topics vary, so be sure to check back often.
Investor Education Booklets
Are You an Informed Investor? Check out our Investor Education Booklets.