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Official website of the State of North Carolina

Investor Education Resources

Our Investor Protection and Education Services page contains a collection of information designed to help you become a more savvy investor. View and download educational materials, check out our calendar of upcoming events, and even request a speaker for your organization.

Investor Education Brochures :  Read or download the various investor education brochures that the Securities Division offers

Smart Investor Notepad :  If you keep good records, you’re more likely to prevail in a dispute with your broker. Use this handy checklist when you’re on the phone or meet with your financial professional. The checklist takes minutes to complete, but could help save you a lot of grief and money.

Annuities: Are they right for you? :  Annuities are often marketed as a one-size-fits-all product, which they are not. Learn important information about annuities before you purchase one.

Newsletter :  Read the latest Securities Division newsletter or search our archives on topics of interest.

MoneyTrack Investment Videos :  MoneyTrack is a fresh new public television series about money and investing that features real people. It is the only television show that offers unbiased, non-commercial education to help you become a wiser and safer investor.

NASAA Podcasts :  Listen to The Alert Investor, a series of podcasts produced by NASAA to provide investors with investor protection news and information.

Resources for Teachers :  Links to unbiased, non-commercial investor education materials for teachers.

Investor Education Links :  Additional sources of information for investors.